Dynamic Spectrum Management (DSM) - Regulatory & Allocation Method of the Future?

Radio (RF) spectrum is key to the future success of (wireless) radiocommunications. It is a valuable commodity and a unique, shared resource. Unlike other natural resources, it can be repeatedly reused - if certain technical conditions are met and user regulations are followed.

In practice though, it is a finite resource, accommodates a limited number of simultaneous users, and requires careful planning and management to maximize its value for all services and users — especially since worldwide demand for communication spectrum is increasing rapidly.

Many new wireless technologies present significant challenges to the development of prudent business models as well as to long-established regulatory schemes for spectrum allocation and management.

Rigid spectrum allocation policies limit innovation and cannot readily accommodate pressing needs for more commercial bandwidth. Operators look to evolve technologies that support their business cases. Licensing or policy making that would not allow this natural evolution or mandate a particular technology in a particular band is too rigid for many operators. New generation infrastructure and terminals must support ever wider ranges of frequencies, harmonized or not, to meet highly heterogeneous frequency plans in markets around the world. Terminals will need to operate worldwide and comply with numerous regulatory environments and market opportunities, thus supporting frequency allocation and heterogeneous technologies. New technologies such as software-defined radio (SDR) or cognitive radio (CR), wideband power amplifiers and filters are already available in the infrastructure and will soon be available in terminals, supporting frequency heterogeneity with minimal additional cost.

Within this context, traditional ways to assess the merits of new technical solutions, and allocate and tax frequency use are inadequate. Consequently, this presents major challenges in the introduction of new technologies and efficient spectrum use, such as ensuring new spectrum is only assigned when really needed.

This 2006 Alcatel-Lucent white paper describes a new concept known as DSM (Dynamic Spectrum Management) which would enable wireless operators to dynamically access appropriate spectrum to deliver new wireless services, while providing greater choices for spectrum users. It provides an overview of DSM from the engineering, technology, economic and radio policy aspects and considers critical parameters that impact its implementation.


The paper should be required reading for anyone involved with or concerned about current methods of spectrum regulation and allocation in the U.S., and, perhaps even more importantly, with how any spectrum management methods chosen will ultimately serve to protect this resource from eventual political and economic oversell.


NR

RF (Wireless) Spectrum Information & Resource Links

Those concerned or interested in learning more about spectrum regulation and frequency allocation policies and their impact on radio and wireless communication devices and users in the U.S. may want to begin paying very close attention to the Notices, actions and decisions made by the FCC's Wireless Telecommunications Bureau (WTB), their new Public Safety and Homeland Security Bureau (PSHS), and, their Office of Engineering and Technology (OET). More background information on spectrum policy, including the latest on the 700 MHz proceeding, can be found on the FCC's Spectrum Policy Task Force site. And, there's always the FCC's Daily Digest which provides a brief synopsis of Commission orders, news releases, speeches, public notices and all other FCC documents (with links to the full text of each) that are released each business day.

Finally, this 2006 paper Regulating Spectrum Management: Overview and Trends is intended to provide readers with a broad overview of wireless communications spectrum management concepts and issues, including a review of differences between traditional spectrum management methods and policy and recent innovations and practices due to technology advances. The approach taken is more descriptive than prescriptive, allowing readers to make up their own mind on various perspectives. It's interesting to note that the authors have found that there are no standard solutions that fit every situation.

Additional reading:

Spectrum Management Overview

Spectrum Policy and Planning

An introduction to spectrum management including best practices and considerations involved in the use and regulation of radio frequency spectrum. An outline of policy and planning considerations including technical standards and the allocation of spectrum.

Authorization

An overview of the processes by which users gain access to the spectrum resource.

Spectrum Pricing

A review of the role of spectrum pricing and economics as it relates to the method of spectrum authorization being employed.

Spectrum Monitoring and Compliance

An overview of how spectrum monitoring and compliance can help users by avoiding incompatible frequency usage through identification of sources of harmful interference.

International Affairs

An overview of international harmonization of spectrum utilization.

Developing Spectrum Management Capacity

An overview of the strategies for organization, function, process development, staffing, staff retention and training for spectrum regulators.

Oh yes.....I almost forgot; here's how you can "express yourself" should some of the Commission's activities or policies stir you to speak up about spectrum matters.


NR

Cognitive Radio Technology for VHF/UHF Public Safety & Business/Industrial LMR

While doing some research for a client recently, I came upon a very interesting paper written earlier this year by Nancy Jesuale and Bernard Eydt titled "A Policy Proposal to Enable Cognitive Radio for Public Safety and Industry in the Land Mobile Radio Bands".

The authors offer some interesting perspectives on the age-old problems associated with LMR system interoperability (a "hot topic" today, particularly when considering the current state of Public Safety radio system interoperability in much of the U.S.), a historical account of FCC and NTIA spectrum regulation and policy, the lack of innovation in frequency allocations, and more.

They also make the suggestion that an emerging new technology known as Cognitive Radio (a term first coined in 1991 by Joseph Mitola) could improve spectrum efficiency and spectrum availability for all users in the VHF and UHF LMR bands. Here is the abstract:


"The frequency bands that have been licensed to the land mobile radio (LMR) services for decades are a tremendously fertile field for the deployment of cognitive radio technology. This paper outlines several reasons why policy-based cognitive radios would be particularly useful for modern public safety, federal non-military and business/industrial applications, especially in the VHF and UHF bands, where 80% of the public safety, federal and business/industrial licenses are currently held.

This paper argues that many interoperability deficiencies are directly related to the original approach to spectrum policy and radio frequency regulation developed in the early 1920's, which segmented uses of LMR spectrum into several use classes. It provides a historic perspective to explain why the current status of LMR infrastructure, operations and licensee behavior is a direct result of antiquated policies and technologies still applied and deployed in these bands. The paper discusses the reasons that cognitive radio could be a successful solution for the apparent congestion in the bands. It suggests that policy-based cognitive radio systems operated on a cooperative, shared basis could lower costs of use and aid coordination for emergency responders across both public and private sectors of the traditional LMR user community.

We discuss policy reforms and innovations such as spectrum pooling and spectrum portability that could spur new shared infrastructure development and spectrum efficiencies. We suggest several key policy reforms for consideration, including immediate cessation of ongoing narrowbanding initiatives, decoupling of spectrum licenses from spectrum access, and national spectrum management by frequency coordinators."


The paper (12 pages) is well worth the time to review for those interested or concerned with spectrum matters.


NR

OMG! - FCC labeled Washington's Worst Communicator

There were a few provocative(?) insightful (?) revealing (?) stories in the media today regarding the FCC's public communications skills....

This AP story by John Dunbar "FCC's Methods Leaves Public in the Dark" suggests "It's odd for an agency that has the word "communications" as its middle name" to "routinely leave the public in the dark about how it makes critical policy decisions".

Cynthia Brumfield at The IP and Democracy site follows up with a claim that "the FCC is the worst communicator in Washington". "Clear answers are rare and, indeed, FCC rules dictate that agenda items (those issues to be voted upon by the Commissioners) are “non-public” information. Employees can get fired if they disclose anything the FCC is planning". She also provides links to a couple of additional pieces written by Ted Hearn at MultiChannel News who labeled the agency the “Federal Incommunicado Commission”.

She adds even more fuel to the fire by ranking the Commissions web site as a "nightmare"--- a real nightmare.

Frankly, I don't understand what all the hullabaloo is about. The FCC long ago abdicated its responsibility to openly communicate with the general public (along with certain other spectrum management related duties) and is now the best corporate and special interest facilitating entity that money and lobbying can buy. I guess some folks just can't get used to the way business is done at the Portals these days, but I can assure you that there's good reason for it. Just continue on as usual (spectrum matters are out of your league, anyway, right?) and everything will turn out just fine....


NR